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FIA

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About FIA Law & Compliance Division

The Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures exchanges community. The Division discusses issues with U.S. and International regulators and exchanges and prepares; comment letters, position papers, and court briefs when appropriate.

Division members address industry issues through conferences, meetings and monthly luncheons in Chicago and New York. The Law & Compliance Division sponsors a two-day workshop each spring which attracts more than 350 industry participants to discuss current legal and compliance issues. Click here to join the Law & Compliance division. For questions please contact Beth Thompson at legal@futuresindustry.org or 202-466-5460.

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