July 20, 2017 // New York Stock Exchange (NYSE) // 11 Wall St. New York, NY
FIA Law & Compliance Division invites you to attend a special workshop presented by Intercontinental Exchange on MiFID II preparation and requirements.
MiFID II goes live on January 3, 2018 – less than 6 months from now. The regulations impose a number of new requirements on EU trading venues as well as their clients, regardless of location. These include organizational requirements for DEA providers and exchange members, provision of additional data to trading venues, position limits for commodity derivatives, as well as position and transaction reporting.
As a courtesy to market participants, ICE will explore these regulatory requirements in connection with trading on their markets.
A workshop will be held in Chicago on Tuesday, July 18, at 2:00 p.m. (US Central). Another workshop will follow in New York on Thursday, July 20, at 2:00 p.m. (US Eastern). A networking reception will immediately follow both programs.
Admission to each workshop is free. As space is limited, this event is open to members of the FIA Law & Compliance, Market Technology and Operations Americas Divisions only. Please RSVP below.
New York Stock Exchange (NYSE)
11 Wall Street
New York, NY
Workshop: 2:00 p.m. – 4:30 p.m.
Networking Reception: 4:30 p.m. – 6:00 p.m.
Wayne Hick, Senior Director for Technology Partnerships, ICE Futures Europe
Tanya Owens, Director for Global Corporate Compliance, ICE
Katarzyna Szwarc, Regulatory Analyst, ICE Futures Europe
Registration for this event is now closed.