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FIA Law and Compliance Homepage

Division Background

The FIA Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures and cleared swaps community. The division discusses issues with U.S. and International regulators and exchanges and prepares comment letters, position papers, and court briefs when appropriate. Over 600 industry professionals are members of the division.

Division members address industry issues through conferences, meetings and regular luncheons in Chicago and New York. The FIA Law & Compliance Division sponsors a two-day conference each spring which attracts more than 700 industry participants and representatives from regulatory agencies to discuss current legal and compliance issues.

 

News

New L&C webinar series kicks off on Jan. 14

21 December 2015 5:00pm EST
The FIA Law & Compliance Division is pleased to launch the L&C Webinar Series in January 2016! This informative series of webinars will feature L&C law firms and topics of interest within the futures, options and cleared swaps industry. CLE will be offered where available.

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