WASHINGTON, D.C., Nov. 25, 2014—FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S. The guide, which was first issued in...
FIA provides its members with recommendations and guidance related to operational standards and industry best practices in such areas as automated trading controls, avoiding disruptions related to the leap second, reporting and disaster recovery. These documents are posted on the FIA website and provided to member firms, and in many cases shared with the public as part of our mission to promote safe and efficient markets.
In addition to the resources here, FIA maintains a US Documentation Library containing operational and technology guidance of interest to US-based members and firms.
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Frequently Asked Questions
1. What is a bunched order? A bunched order is an order executed by an account...