Webinars

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Recent Trends: Foreign Corrupt Practices & The CEA

part of the FIA Law & Compliance Division webinar series

22 August 2019 10:00am to 11:00am EDT

In March 2019, the CFTC issued a new enforcement advisory, signaling for the first time its intention to become involved in investigations relating to foreign corrupt practices. Please join Sullivan...

The Next Progression of Derivatives Markets – Distributed Ledger Technologies and Decentralized Exchanges

part of the FIA Law & Compliance Division webinar series

20 June 2019 10:00am to 11:00am EDT

The webinar will cover the application of the federal commodities, securities, and money services laws to decentralized exchange platforms and technologies. Smart contracts, digital assets, and...

The CFTC’s New Enforcement Manual: Its Key Content and Use for Practitioners in CFTC Investigations

part of the FIA Law & Compliance Division webinar series

18 July 2019 10:00am to 11:00am EDT

Please join the FIA Law & Compliance Division on July 18 for a webinar addressing the CFTC Division of Enforcement’s recently published first Enforcement Manual. The Manual is intended to serve...

CFTC and SEC Regulation of Digital Assets: Challenging Issues of Jurisdictional Overlap

hosted by the FIA Law & Compliance Division

25 April 2019 10:00am to 11:00am EDT

Please join the FIA Law & Compliance Division on April 25 for a webinar addressing the overlapping jurisdiction of the CFTC and SEC with respect to crypto-currencies and other digital assets, the...

Manipulation Law under the CEA

Part of the FIA Law & Compliance Division webinar series

7 March 2019 10:00am EST

At the end of 2018, a federal district court in New York handed down a long-awaited decision in CFTC v. DRW. That decision delivered a setback to the CFTC. DRW, together with other recent federal...

Don't Make It Worse: Responding Properly to US/UK Investigations

part of the FIA Law & Compliance Division webinar series

7 February 2019 10:00am to 11:00am EST

Join the FIA Law & Compliance Division on February 7 for a webinar focusing on the proper way to respond to US/UK regulatory investigations. A panel of Clifford Chance attorneys will join...

Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series

17 January 2019 10:00am to 11:00am EST

The CFTC and futures exchanges continue to aggressively pursue “spoofing” cases against traders. When evidence of criminal willful intent exists, they refer certain matters to the Department of...

CFTC’s Push to Enforce Insider Trading Rules in Commodities Markets

part of the FIA Law & Compliance Division webinar series

13 December 2018 10:00am to 11:00am EST

During this webinar, a panel of Willkie Farr & Gallagher LLP attorneys will discuss the CFTC’s authority to prosecute insider trading violations and Division of Enforcement’s recent announcement...

Application of U.S. Fed’s QFC Rule on Common Clearing Agreements

27 November 2018 10:00am to 11:00am EST

Please join us for a webinar about the application of the U.S. Federal Reserve Board’s Qualified Financial Contract (“QFC”) stay rule to contracts used by clearing members in connection with their...

Representing Parties in Multi-agency Enforcement Investigations

part of the FIA Law & Compliance Division webinar series

15 November 2018 10:00am to 11:00am EST

During this one-hour webinar, a panel of WilmerHale attorneys will discuss key issues that may arise when multiple regulators investigate a matter simultaneously. These regulators may include the...

Webinars

Recent Trends: Foreign Corrupt Practices & The CEA

part of the FIA Law & Compliance Division webinar series

The Next Progression of Derivatives Markets – Distributed Ledger Technologies and Decentralized Exchanges

part of the FIA Law & Compliance Division webinar series

The CFTC’s New Enforcement Manual: Its Key Content and Use for Practitioners in CFTC Investigations

part of the FIA Law & Compliance Division webinar series

CFTC and SEC Regulation of Digital Assets: Challenging Issues of Jurisdictional Overlap

hosted by the FIA Law & Compliance Division

Manipulation Law under the CEA

Part of the FIA Law & Compliance Division webinar series

Don't Make It Worse: Responding Properly to US/UK Investigations

part of the FIA Law & Compliance Division webinar series

Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series

CFTC’s Push to Enforce Insider Trading Rules in Commodities Markets

part of the FIA Law & Compliance Division webinar series

Application of U.S. Fed’s QFC Rule on Common Clearing Agreements

Representing Parties in Multi-agency Enforcement Investigations

part of the FIA Law & Compliance Division webinar series

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