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Recent Trends: Foreign Corrupt Practices & The CEA

part of the FIA Law & Compliance Division webinar series
22 August 2019 10:00am to 11:00am EDT
In March 2019, the CFTC issued a new enforcement advisory, signaling for the first time its intention to become involved in investigations relating to foreign corrupt practices. Please join Sullivan...

Manipulation Law under the CEA

Part of the FIA Law & Compliance Division webinar series
7 March 2019 10:00am EST
At the end of 2018, a federal district court in New York handed down a long-awaited decision in CFTC v. DRW. That decision delivered a setback to the CFTC. DRW, together with other recent federal...

Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series
17 January 2019 10:00am to 11:00am EST
The CFTC and futures exchanges continue to aggressively pursue “spoofing” cases against traders. When evidence of criminal willful intent exists, they refer certain matters to the Department of...

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