file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

You are here

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT

This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of various SEFs related to execution protocols and trade practice rules.  The webinar will also address where SEFs can be expected to investigate market activity for compliance with SEF rules and what that means for the development of policies and procedures by market participants.


Stephen Humenik, Covington & Burling LLP

View Recorded Webinar  

Download Presentations: 

Designing Your SEF Compliance Program Compliance in a Changing Market 

Derivatives Enforcement Outlook: 2016





Back to FIA