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Past Events

Past Events

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L&C 2019

41st Annual Law & Compliance Division Conference
8 May 2019 12:00pm EDT to 10 May 2019 2:00pm EDT
Marriott Wardman Park // Washington, DC
The FIA Law & Compliance Division presents the 41st Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2019), May 8-10 in Washington, DC...

Boca 2019

44th Annual International Futures Industry Conference
12 March 2019 8:00am EDT to 14 March 2019 1:00pm EDT
Boca Raton Resort & Club // Boca Raton, FL
FIA’s International Futures Industry Conference brings together the industry leaders of the global futures, options and cleared derivatives industry to explore the current state of the cleared...

Manipulation Law under the CEA

Part of the FIA Law & Compliance Division webinar series
7 March 2019 10:00am EST
At the end of 2018, a federal district court in New York handed down a long-awaited decision in CFTC v. DRW. That decision delivered a setback to the CFTC. DRW, together with other recent federal...

Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series
17 January 2019 10:00am to 11:00am EST
The CFTC and futures exchanges continue to aggressively pursue “spoofing” cases against traders. When evidence of criminal willful intent exists, they refer certain matters to the Department of...

An Afternoon with CFTC Director James McDonald

hosted by the FIA Law & Compliance Division
5 December 2018 1:00pm to 2:00pm EST
NOTE: This event has been canceled due to the National Day of Mourning on December 5. The Law & Compliance Division will reschedule this event and notify registered attendees of the new date...

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