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Past Events

Past Events

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Recordkeeping

part of the FIA Law & Compliance Division webinar series
14 December 2017 10:00am to 11:00am EST
The CFTC’s amendments to the recordkeeping rule became effective at the end of August 2017. Now that the CFTC has updated its recordkeeping rules to account for technological advances, what are the...

Clearing 101

an FIA Law & Compliance Division event
6 December 2017 2:00pm to 5:00pm EST
CME Group New York // 300 Vesey Street: NY-300-085-A-Multi-Purpose Room// New York, NY 10282 Ever wonder why there's all this fuss about derivatives clearing? Do you understand the purpose and...

Asia 2017

13th Annual Asia Derivatives Conference
28 November 2017 9:00am +08 to 30 November 2017 6:30pm +08
St. Regis Singapore
To visit the Asia 2017 website, please click here . Join an international group of delegates for three days of high-level discussions and analysis on the latest industry issues affecting the Asia-...

Antitrust Considerations for Participants in the Commodity Markets

part of the FIA Law & Compliance Division webinar series
16 November 2017 10:00am to 11:00am EST
In recent years, many firms have been subject to civil and even criminal investigations and actions alleging antitrust violations. This webinar will address the most common antitrust legal provisions...

Expo 2017

33rd Annual FIA Futures & Options Expo
17 October 2017 6:00pm CDT to 19 October 2017 4:00pm CDT
Hilton Chicago
The FIA Futures & Options Expo brings together thought leaders and industry stakeholders for engaging and thought-provoking programming. Catch breaking news and gain insights on critical issues...

A CFTC Enforcement Refresher and Overview of Cooperation Credit

part of the FIA Law & Compliance Division webinar series
4 October 2017 10:00am to 11:00am EDT
Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation. They will also analyze the CFTC Enforcement advisories...

It’s All About Cyber

part of the FIA Law & Compliance Division webinar series
14 September 2017 10:00am to 11:00am EDT
The new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities. Both the Commodity Futures Trading Commission, Securities and Exchange Commission...

ICE MiFID II Workshop in New York

An FIA Law & Compliance Division Event
20 July 2017 2:00pm EDT
New York Stock Exchange (NYSE) // New York, NY
July 20, 2017 // New York Stock Exchange (NYSE) // 11 Wall St. New York, NY FIA Law & Compliance Division invites you to attend a special workshop presented by Intercontinental Exchange on MiFID...

ICE MiFID II Workshop in Chicago

An FIA Law & Compliance Division Event
18 July 2017 2:00pm CDT
ICE Offices // Chicago, IL
July 18, 2017 // ICE Offices // 353 N Clark St. Chicago, IL 60654 FIA Law & Compliance Division invites you to attend a special workshop presented by Intercontinental Exchange on MiFID II...

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