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Past Events

Past Events

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Asia 2016

12th Annual Asia Derivatives Conference
6 December 2016 9:00am +08 to 8 December 2016 6:30pm +08
St. Regis Singapore
Join an international group of delegates for three days of high-level discussions and analysis on the latest industry issues affecting the Asia-Pacific region, including: Health of the clearing...

Exchange Amendments to Block Trade Pre-Hedging Rules

an FIA Law & Compliance Division webinar
21 November 2016 1:00pm to 2:00pm EST
FIA is pleased to host representatives from CME, ICE and Nasdaq Futures regarding the exchanges’ recent amendments to their block trade pre-hedging rules. Those amendments expressly permit pre-...

2016 CFTC and SRO Enforcement Trends

part of the FIA Law & Compliance Division webinar series
17 November 2016 10:00am to 11:00am EST
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016. During this webinar, Geoffrey Aronow and Michael Sackheim of Sidley Austin...

FUTURES 101: An Introduction to U.S. Futures Markets and Regulation

an FIA Law & Compliance Division event
18 October 2016 2:00pm to 5:00pm CDT
Hilton Chicago
October 18, 2016 // Hilton Chicago // Chicago, IL // Continental Ballroom Can you tell the difference between a future, a swap, an option, and a security? Do you know why companies use these...

Expo 2016

32nd Annual FIA Futures & Options Expo
18 October 2016 8:00am CDT to 20 October 2016 4:00pm CDT
Hilton Chicago
The FIA Futures & Options Expo, now in its 32nd year, brings together thought leaders and industry stakeholders for three days of engaging programming. Catch breaking news and insights on...

Summary of New EFRP Rules and Q&A with the CME Group

a FIA Law & Compliance Division webinar
13 October 2016 1:00pm to 2:00pm EDT
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance). During this webinar, CME will address the new rule revisions and what they will...

CFTC, FERC & SEC Updates for CCOs

part of the FIA Law & Compliance Division webinar series
13 October 2016 10:00am to 11:00am EDT
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement. The complexities for CCOs are compounded when...

Default in a Day

New York
14 July 2016 10:30am to 4:45pm EDT
Convene Old Slip // Exchange Hub Room // New York, NY
July 14, 2016 // Exchange Hub Room // New York, NY As the industry and regulations evolve, the handling of a default of a clearing member is changing. Default in a Day will start with the basics of...

Issues & Strategies for U.S. Fund Managers Marketing in Europe

part of the FIA Law & Compliance Division webinar series
14 July 2016 10:00am to 11:00am EDT
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties...

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