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Past Events

Past Events

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IDX 2016

9th Annual International Derivatives Expo
7 June 2016 8:00am BST to 8 June 2016 4:45pm BST
London, England
The FIA International Derivatives Expo (IDX) attracts 1,500 global thought leaders for a two-day program showcasing diverse perspectives from exchange leaders, clearinghouse leaders, regulators,...

OTC Margin Rules, US & EU Perspectives

part of the FIA Law & Compliance Division webinar series
26 May 2016 10:00am to 11:00am EDT
Different regulatory bodies have come out with final rules setting forth requirements for the posting and collecting of margin between certain counterparties to certain OTC swaps. In the US, the CFTC...

L&C 2016

38th Annual FIA Law and Compliance Conference
4 May 2016 8:00am EDT to 6 May 2016 4:30pm EDT
Baltimore, MD
May 4-6, 2016 // Baltimore Waterfront Marriott // Baltimore, MD Legal and compliance professionals, and senior-level CFTC officials will gather in Baltimore, MD to discuss the regulation of futures,...

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of...

NFA Bylaw 1101 Compliance

part of the FIA Law & Compliance Division webinar series
14 April 2016 10:00am to 11:00am EDT
NFA Bylaw 1101 prohibits NFA members from conducting futures-related business with non-members that are required to be registered with the CFTC but have not done so. By its terms, Bylaw 1101 imposes...

Boca 2016

41st Annual International Futures Industry Conference
15 March 2016 8:00am EDT to 18 March 2016 10:30pm EDT
Boca Raton Resort & Club // Boca Raton, FL
Every year in March, 1,000 senior-level executives from brokerage firms, asset management firms, international exchanges and regulatory bodies convene in Boca Raton, Florida for the leading strategic...

CFTC and SEC Dodd-Frank Whistleblower Rules

part of the FIA Law & Compliance Division webinar series
10 March 2016 10:00am to 11:00am EST
The Commodity Futures Trading Commission and the Securities and Exchange Commission’s Dodd-Frank whistleblower rules have strengthened the regulators’ enforcement regimes and encouraged employees to...

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