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Past Events

Past Events

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Standardizing CCP Rule Analysis: Using a Comparative Assessment Tool to Evaluate Implementation of the PFMIs

part of the FIA Law & Compliance Division webinar series
11 February 2016 10:00am to 11:00am EST
In this webinar, John Williams, a partner at Milbank, Tweed in New York and Michael Voisin, a partner at Linklaters in London, will demonstrate the FIA CCP Risk Review™, and then go on to discuss what it reveals about CCP transparency and the practical realities of the implementation of CPMI-IOSCO’s Principles for Financial Market Infrastructure (PFMIs).

FIA/SIFMA Asset Management Derivatives Forum 2016

3 February 2016 8:00am PST to 5 February 2016 4:00pm PST
Montage Laguna Beach // Laguna Beach, CA
FIA and SIFMA Asset Management Group will jointly host a comprehensive review of the most critical derivatives issues facing the buy-side. Keynote speakers and panels of industry leaders, regulators...

“Spoofing": How to Deal with This Tricky Offense and Its Regulatory Guidelines

part of the FIA Law & Compliance Division webinar series
14 January 2016 10:00am to 11:00am EST
This webinar provides an overview of the relevant statutory provisions, rules, and related guidance on spoofing. The session also draws from several recent (and a few not-so-recent) spoofing cases to provide a practical perspective of the types of activity that have been pursued by regulators in the past, and that may be investigated in the future.

Understanding Reg AT

an FIA webinar
16 December 2015 3:30pm to 4:45pm EST
On December 16, 2015, FIA held a webinar focused on educating attendees on the CFTC's new proposed rules on automated trading (referred to as "Regulation AT"). The webinar also identified the market participants impacted by Regulation AT.

Asia Derivatives 2015

11th Annual FIA Asia Derivatives Conference
8 December 2015 9:00am +08 to 10 December 2015 6:30pm +08
The St. Regis Singapore
The FIA Asia Derivatives Conference focuses on the derivatives industry in the Asia-Pacific region. The Program features sessions on exchange developments, clearing, automated trading, commodities...

Expo 2015

31st Annual FIA Futures & Options Expo
3 November 2015 8:00am CST to 5 November 2015 4:00pm CST
Hilton Chicago
The FIA Futures & Options Expo, now in its 31st year, brings together thought leaders and industry stakeholders for three days of engaging programming. Catch breaking news and insights on...

What Every U.S. Market Participant Should Know about MiFID II

(New York)
28 July 2015 3:00pm to 6:00pm EDT
The Downtown Association // New York, NY
Tuesday, July 28, 2015 // The Downtown Association // New York, NY Presented by FIA in conjunction with the FIA Law and Compliance, Market Technology, and Operations Americas Divisions MiFID II will...

L&C 2015

37th Annual FIA Law and Compliance Conference
22 June 2015 5:00pm EDT to 24 June 2015 4:00pm EDT
Washington, DC
Legal and compliance professionals, and senior-level CFTC officials will gather in Washington, DC to discuss the regulation of futures, derivatives and OTC products. This conference, hosted by the...






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