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You are now viewing 1 - 10 of 17 results

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of...

Understanding Reg AT

an FIA webinar
16 December 2015 3:30pm to 4:45pm EST
On December 16, 2015, FIA held a webinar focused on educating attendees on the CFTC's new proposed rules on automated trading (referred to as "Regulation AT"). The webinar also identified the market participants impacted by Regulation AT.

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